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Methods to account for citation inflation in research evaluation

Authors:

  • Petersen A. M.,
  • Pan R. K.,
  • Pammolli F.,
  • Fortunato S.

Abstract:

Quantitative research evaluation requires measures that are transparent, relatively simple, and free of disciplinary and temporal bias. We document and provide a solution to a hitherto unaddressed temporal bias – citation inflation – which arises from the basic fact that scientific publication is steadily growing at roughly 4% per year.

Moreover, because the total production of citations grows by a factor of 2 every 12 years, this means that the real value of a citation depends on when it was produced. Consequently, failing to convert nominal citation values into real citation values produces significant mis-measurement of scientific impact. To address this problem, we develop a citation deflator method, outline the steps to generalize and implement it using the Web of Science portal, and analyze a large set of researchers from biology and physics to demonstrate how two common evaluation metrics – total citations and h-index – can differ by a remarkable amount depending on whether the underlying citation counts are deflated or not.

In particular, our results show that the scientific impact of prior generations is likely to be significantly underestimated when citations are not deflated, often by 100% or more of the nominal value. Thus, our study points to the need for a systemic overhaul of the counting methods used evaluating citation impact – especially in the case of researchers, journals, and institutions – which can span several decades and thus several doubling periods.

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